EMEA Privacy Notice

SumRidge Partners, LLC ("SumRidge") takes data protection and privacy seriously. This notice explains how we collect, use and share personal information in course of our business activities.

Personal information collected

SumRidge may collect and process the following personal data about you:

• Your name, date of birth, nationality, address, contact information, identification documentation;
• Any other relevant information about you from other sources.

SumRidge may collect personal information about you from the following sources:

• Information we receive from you on applications or other forms;
• Information about your transactions with SumRidge or other third-parties, including affiliated entities, such as that pertaining to your account balance, account transactions, payment history and parties to transactions.

How do we use the information & legal basis for use of the information

• To manage our relationship with you
• To meet our legal and regulatory obligations
• To contact you

Transfer of personal data outside of EEA

SumRidge is a U.S. registered broker-dealer. Accordingly, your personal information may be transferred and stored in countries outside the EU. SumRidge will take appropriate steps to ensure that transfers of personal information are in accordance with applicable laws and managed to protect your privacy rights and interests.

You can contact us for more information to ensure the adequate protection of your personal information when transferred as mentioned above.

Sharing of information

• SumRidge does not disclose personal information about you to anyone, except to affiliated entities or as permitted by law. Accordingly, SumRidge restricts disclosure of personal information about you to:
• SumRidge employees who need to know that information to provide you products or services.
• Non-affiliated third-parties as necessary to process your transactions, service your account or otherwise as permitted by law.
• Affiliated entities as necessary to process your transactions and service your account, or for affiliated entities to use your information for everyday business purposes and to market to you.
• For compliance with applicable laws and with our regulators.
• In connection with legal proceedings or otherwise to assert and protect our legal interests.
• SumRidge has in place appropriate procedures with third parties we share your personal data to ensure your personal information is treated in a way that is consistent with law and regulation on data protection. Please contact your Sales Representative if you would like to opt-out of sharing your information with affiliated entities for marketing purposes.

Necessary Cookies

We use certain cookies and similar technologies that are strictly necessary to operate our website and deliver the services you request. Because these cookies are essential to providing the site, they are set automatically when you visit and cannot be switched off through our cookie preference tool. You may block or delete them through your browser settings, but portions of the site may not work properly if you do.

Right to Personal Information

• You have a right to request that we provide you with a copy of your personal information that we hold.
• You have a right to request information regarding the processing of your personal data.
• You have a right to withdraw your consent to our processing of your personal data.
• You have a right to request that we rectify your personal data if it is inaccurate or incomplete.
• Under certain circumstances, you can ask us to provide your personal information to you in a structured, commonly used, machine-readable format, or you can ask to have it transferred directly to another data controller.
• Under certain circumstances, you can request that we erase your personal data.
• Under certain circumstances, you have the right to object to the processing of your personal information.
• Right to file a complaint with the data protection regulator if you have concerns regarding how we process your data.

Contacting Us

If you would like more information on collection, use, disclosure, transfer or processing of your personal data or your rights, please email: Compliance@sumridge.com

You can find out more information about your rights by contacting the data protection regulator in your jurisdiction.